As a global market participant, we believe it is important to share our perspective on important issues. Below are recent comment letters GETCO has submitted to global regulators.
| Title |
Recipient |
Date |
|
National Market System Plan to Address Extraordinary Market Volatility |
SEC |
June 24, 2011 |
|
|
New Market Regulation Fee Model |
IIROC |
March 1, 2011 |
|
|
MiFID Review – Consultation Response |
EU Commission |
February 2, 2011 |
|
|
Application of New York Portfolio Clearing for Registration as a Derivatives Clearing Organization |
CFTC |
December 2, 2010 |
|
|
Elimination of Flash Orders |
SEC |
September 29, 2010 |
|
|
Elimination of Flash Orders in Listed Options Market |
SEC |
August 10, 2010 |
|
|
Consolidated Audit Trail Proposal |
SEC |
August 10, 2010 |
|
|
Clearly Erroneous Executions |
SEC |
July 20, 2010 |
|
|
Proposed Regulating of Co-Location and Proximity Hosting Services |
CFTC |
July 19, 2010 |
|
|
Establishment of Large Trader Reporting System |
SEC |
June 28, 2010 |
|
|
Proposal to Limit Exchange Access Fees for Listed Options |
SEC |
June 23, 2010 |
|
|
Market-Wide Circuit Breakers |
SEC |
June 9, 2010 |
|
|
Concept Release on Equity Market Structure |
SEC |
April 28, 2010 |
|
|
Risk Management Controls for Broker-Dealers with Market Access |
SEC |
April 1, 2010 |
|
|
Dark Pools |
SEC |
February 22, 2010 |
|
|
Elimination of Flash Order Exception |
SEC |
November 23, 2009 |
|
|
Options Penny Pilot Program |
SEC |
October 19, 2009 |
|
|
Regulation SHO- Alternative Uptick Rule |
SEC |
September 21, 2009 |
|
|
Regulation SHO- Price Test Restrictions |
SEC |
June 19, 2009 |
|
|
Flash Order Proposal |
SEC |
June 4, 2009 |
|
|
Options Penny Pilot Program |
SEC |
April 6, 2009 |
|
|
NYSE Arca’s Proposed Rule Change to Amend its Schedule of Fees and Charges |
SEC |
September 2, 2008 |
